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The Hard Soft [Lewis] Acid Base Principle
Ralph
Pearson introduced the Hard Soft [Lewis] Acid Base (HSAB) principle in the
early nineteen sixties, and in doing so attempted to unify inorganic and
organic reaction chemistry. The impact of the new idea was immediate, however, over the years the HSAB principle has rather fallen by the wayside while other
approaches developed at the same time, such as frontier molecular orbital
(FMO) theory and molecular mechanics, have flourished.
This page discusses the profound limitations of the Pearson approach and
compares & contrasts the HSAB principle with the chemogenesis analysis
as presented in this web book.
Introduction
The Irving-Williams stability
series (1953) pointed
out that for a given ligand the stability of dipositive metal ion
complexes increases:
Ba2+ < Sr2+ < Ca2+ < Mg2+ < Mn2+ < Fe2+ < Co2+ < Ni2+ < Cu2+ < Zn2+
It was also known that certain
ligands formed their most stable complexes with metal ions like Al3+,
Ti4+ and Co3+ while others formed stable complexes
with Ag+, Hg2+ and Pt2+.
In 1958
Ahrland et al. Classified metal cations as Type A and
Type B, where:
Type A metal cations
included:
- Alkali metal cations: Li+ to Cs+
- Alkaline earth metal cations: Be2+ to Ba2+
- Lighter transition metal cations in higher oxidation states:
Ti4+, Cr3+, Fe3+, Co3+
- The proton, H+
Type B metal cations
include:
- Heavier transition metal cations in lower oxidation states: Cu+, Ag+, Cd2+, Hg+, Ni2+, Pd2+, Pt2+.
Ligands were classified as
Type A or Type B depending upon whether they formed more
stable complexes with Type A or Type B metals, from here:
Tendency to Complex
with Type A Metals |
Tendency to Complex
with Type B Metals |
N >> P > As > Sb > Bi
O >> S > Se > Te
F >> Cl > Br > I |
N << P > As > Sb > Bi
O << S ~ Se ~ Te
F < Cl < Br << I
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From this analysis, a principle
can be derived:
Type A metals prefer
to bind to Type A ligands
and
Type B metals prefer
to bind to Type B ligands
These empirical (experimentally
derived) rules tell us that Type A metals are more likely to form
oxides, carbonates, nitrides and fluorides, while Type B metals
are more likely to form phosphides, sulfides and selinides. This type of analysis is of
great economic importance because some metals are found in nature as sulfide
ores: PbS, CdS, NiS, etc., while other are found as carbonates: MgCO3
and CaCO3 and others as oxides: Fe2O3
and TiO2.
This approach has been very
successful developed in recent years by Bruce Railsback with his excellent
and highly recommended "Earth Scientist's Periodic Table",
here.
- The Railsback analysis uses
contours of behaviour superimposed upon the Mendeleev periodic table.
(As Bruce told me in a personal communication: "Earth
scientists love contours...").
- See the paper: A
Synthesis of Systematic Mineralogy by Bruce Railsback that develops
this analysis.
Pearson's Hard
Soft [Lewis] Acid Base Principle
In the nineteen sixties, Ralph
Pearson developed the Type A and and Type B logic by explaining
the differential complexation behaviour of cations and ligands in terms
of electron pair donating Lewis bases and electron pair accepting Lewis
acids:
Lewis acid +
Lewis base Lewis
acid/base complex
Pearson classified Lewis acids
and Lewis bases as hard, borderline or soft.
According to Pearson's hard
soft [Lewis] acid base (HSAB) principle:
Hard [Lewis] acids
prefer to bind to hard [Lewis] bases
and
Soft [Lewis] acids
prefer to bind to soft [Lewis] bases
At first sight, HSAB analysis
seems rather similar to the Type A and Type B system. However,
Pearson classified a very wide range of atoms, ions, molecules and molecular
ions as hard, borderline or soft Lewis acids or Lewis bases, moving
the analysis from traditional metal/ligand inorganic chemistry into the
realm of organic chemistry.
Pearson's HSAB Classification System, from here:

Pearson's Hard Lewis Acids (from the Chemical Thesaurus), here, and from the congeneric array database, here:

Pearson's Borderline Lewis Acids, here, and here:

Pearson's Soft Lewis Acids, here, and here:


Pearson's Hard Lewis Bases (from The Chemical Thesaurus), here, and from the congeneric array database, here:

Pearson's Borderline Lewis Bases, here, and here:

Pearson's Soft Lewis Bases, here, and here:

Klopman's FMO Analysis
In 1968, G. Klopman attempted
to quantify Pearson's HSAB principle using frontier molecular orbital
(FMO) theory, as discussed elsewhere in this web book, here,
with this equation:

Klopman proposed that:
Hard [Lewis] acids
bind to hard [Lewis] bases to give charge-controlled (ionic)
complexes. Such interactions are dominated by the +/ charges on
the Lewis acid and Lewis base species.
and
Soft [Lewis] acids
bind to soft [Lewis] bases to give FMO-controlled (covalent)
complexes. These interactions are dominated by the energies of the participating
frontier molecular orbitals (FMO), the highest occupied molecular orbital
(HOMO) and the lowest unoccupied molecular orbital (LUMO).
Read more elsewhere
in the Chemogenesis web book, here,
or look at Ian Fleming's Organic Chemistry and FMO theory here,
where these ideas are developed at some length.
Using this analysis,
the contributing aspects of charge-controlled and FMO-controlled Lewis
acid/base complexation are separated and quantified, a crucial
development.
Combining Pearson's and Klopman's Ideas
Hard
Lewis acids:
Atomic centres of small ionic radius
High positive charge
Species do not contain electron pairs in their valence shells
Low electron affinity
Likely to be strongly solvated
High energy LUMO
Soft
Lewis acids:
Large radius
Low or partial δ+ positive charge
Electron pairs in their valence shells
Easy to polarise and oxidise
Low energy LUMOs, but large magnitude LUMO coefficients
Hard
Lewis bases:
Small, highly solvated, electronegative atomic centres: 3.0-4.0
Species are weakly polarisable
Difficult to oxidise
High energy HOMO
Soft
Lewis bases:
Large atoms of intermediate electronegativity: 2.5-3.0
Easy to polarise and oxidise
Low energy HOMOs but large magnitude HOMO coefficients
Borderline
species have intermediate properties.
- There is a qualifier
in Klopman's paper saying that it is not necessary for species to possess
all properties.
The Ho Paper
Pearson suggested that hard-to-soft trends could be found amongst groups 15, 16 and 17 of the periodic table.
in 1975 the idea was extended by Tse Lok Ho who used realistic chemical species and coined the term congeneric.
[Your author has spent many hours reading this interesting paper.]
Softer <–––––––––––––––––––––––––––> Harder |
|
Bi |
Sb |
As |
P |
N |
Pearson, R.G., Hard and Soft Acids and Bases, JACS 85, 3533-3539 (1963) |
Te |
Se |
S |
O |
|
I |
Br |
Cl |
F |
|
R3Sb: |
R3As: |
R3P: |
R3N: |
|
Ho, T.-L., The Hard Soft Acids Bases (HSAB) Principle and Organic Chemistry Chemistry Reviews 75, 1-20 (1975) |
H3C– |
H2N– |
HO– |
F– |
|
I– |
Br– |
Cl– |
F– |
|
H3C+ |
(CH3)H2C+ |
(CH3)2HC+ |
(CH3)3C+ |
|
The HSAB Principle for Organic & Main Group Chemists
For our purposes main
group and organic reaction chemistry the Pearson approach is very
successful when comparing pairs of species:
- Sodium ion Na+
is harder than the silver ion Ag+
- Alkoxide ions, RO,
are harder than thioanions, RS
- Copper(II) ion, Cu2+,
is harder than copper(I) ion, Cu+
- The nitrogen anion end of
the ambidentate cyanide ion, CN, is harder than
the carbon anion end, NC
- The ambidentate enolate
ion, has a hard oxyanion centre while the carbanion centre is softer
and more nucleophilic.
This type of analysis can be
very useful in explaining reaction selectivity. For example, β-propiolactone
is ring opened by nucleophilic Lewis bases. The attack can occur at two
positions and nucleophiles exhibit regioselectivity:
- Harder nucleophiles
like alkoxide ion, R-O, attack the acyl (carbonyl)
carbon.
- Softer nucleophiles
like the cyanide ion, NC, and the thioanion, R-S,
attack the β-alkyl carbon.

There are several examples
of ambidentate selectivity in The Chemical Thesaurus reaction chemistry
database:
Problems, problems, problems...
However, there are big problems
with Pearson's analysis.
While the Pearson-Klopman HSAB model is not wrong...
it does grossly oversimplify reaction chemistry, as recognised by Pearson.
In his 1997 book, Chemical
Hardness, Wiley-VCH, pp 3-4, Pearson candidly writes:
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"With [the 'Hard-Soft']
nomenclature it is possible to make a simple, general statement:
'Hard acids prefer to coordinate to hard bases, and soft acids prefer
to coordinate soft bases.' This is the Principle of Hard and Soft
Acids and Bases, or the HSAB Principle.
"Note that this
Principle is simply a restatement of the experimental evidence which
led to [the classification system in the first place]. It is a condensed
statement of a very large amount of chemical information. As such
it might be called a law. But this label seems pretentious in view
of the lack of a quantitative definition of hardness.
"HSAB is not a
theory, since it does not explain variations in the strength of
chemical bonds. The word 'prefer' in the HSAB Principle implies
a rather modest effect.
"Softness is not
the only factor which determines the value of ΔH°
in the equation:
A + :B → A:B
"There are many
examples of very strong bonds between mismatched pairs, such as
H2, formed from hard H+ and soft
H.
"H2O,
OH and O2 are all classified as
hard bases, but there are great differences in their base strength,
by any criterion."
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One problem is that the full
set of hard-borderline-soft interactions and complexations is simply
not considered using the Pearson analysis. Look how empty the HSAB interaction
matrix is:

The Pearson HSAB principle
states that "hard [Lewis] acids prefer to bind to hard
[Lewis] bases and that soft [Lewis] acids prefer to bind to soft
[Lewis] bases", which may be true, but it says nothing about mixed
hard-soft complexes. Klopman simply states very unhelpfully that such interactions are "undefined"!
Yet, many of the most interesting
reagents of organic and inorganic reaction chemistry are hard-soft
"strained" complexes:
| Sodium hydride |
NaH
|
Na+
|
H
|
| Lithium aluminium
hydride |
LiAlH4
|
Al3+
|
H
|
| Lead(IV) acetate |
Pb(AcO)4
|
Pb4+
|
AcO
|
| Methyl lithium |
CH3Li
|
Li+
|
CH3
|
| Triethyloxonium
tetrafluoroborate |
[Et3O]+
[BF4]
|
CH3CH2+
|
:OR2
|
| Ferrocene |
Fe(Cp)2
|
Fe2+
|
[C5H5]
|
By comparison, the richness of known reaction chemistry arises naturally in the Lewis acid/base interaction matrix, a central tenet of the chemogenesis analysis. There are two observations/rules and both concern congeneric arrays of isoelectronic/isoreactive species:
- Hard-to-soft trends can occur within congeneric arrays, but not between arrays.
- Congeneric arrays are always found within the cells of the Lewis acid/base Interaction Matrix, and not crossing cells.
Fajans' Rules
The Pearson-Klopman HSAB analysis
is in direct contradiction with the well known "Fajans rules"
(1915-24)
Wikipedia, even
though no author appears to have addressed this issue to date.
Ionic-covalent character
in metal plus non-metal binary materials can be calculated using the
Pauling equation, here, but
the difference in electronegativity underestimates the effect of polarisation:
the extent to which one atom distorts or polarises the electron
cloud of the other.
Fajans rules say:
- A small positive
ion is highly polarising, favours covalency, and for a given cation
the covalent character increases as the anion becomes bigger.
- Large negative ions
are highly polarisible, favour covalency, and for a given anion covalent
character increases as the cation gets smaller.
- Covalent character
increases with increasing ionic charge on either ion.
- Polarisation, and
hence covalency, is favoured if the positive ion does not have a noble
gas configuration. This is important for ions
like: Tl+, Pb2+, Bi3+, Ti3+,
V3+, Cr2+, Mn2+, Cu+,
Ce3+ & Eu2+.
Consider beryllium chloride,
BeCl2: compared with the other alkaline earth chlorides:
Cation |
Ionic
Radius |
Eneg. |
% Ionic of
to Cl– bond
|
Bond & Material
Type |
Be2+ |
41 |
1.57 |
34 |
Covalent-Molecular |
Mg2+ |
86 |
1.31 |
42 |
Ionic Salt |
Ca2+ |
114 |
1.00 |
51 |
Ionic Salt |
Sr2+ |
132 |
0.95 |
52 |
Ionic Salt |
Ba2+ |
149 |
0.89 |
54 |
Ionic Salt |
Ionic
radius data from web elements
Beryllium chloride, BeCl2, is covalent: the anhydrous material is
soluble in organic solvents, it sublimes (in a vacuum), and the molten
material is a poor conductor of electricity.
MgCl2, CaCl2, SrCl2 and BaCl2 are ionic materials.
- Fajans rules clearly explain
this chemistry by saying that the very small, highly charged Be2+
ion is able to polarise the two chloride ions into a molecular covalent
structure.
- The Pearson-Klopman HSAB
analysis states that the beryllium ion, being the smallest of the Group
II metal cations is also the hardest. Beryllium
ion salts should therefore exhibit charge controlled bonding
and give rise to ionic materials, but they do not.
- The chemogenesis analysis,
here, says that Group II cations:
Be2+, Mg2+, Ca2+, Sr2+ &
Ba2+, make up a congeneric series of charged s-LUMO Lewis
acids, that linear behaviour trends are found over this series. These
linear behaviour trends can be ascribed to 'hard-soft' behaviour, if
so wished, however, the terms 'hard' and 'soft' can only
be used with respect to the congeneric series in question and 'hard-soft'
comparisons cannot be made with other Lewis acids.
What's going
on?
The point is that no physical
parameter correlates with hardness over Pearson's chosen set of
species. This creates ambiguities, such as with the organic chemistry
of the fluoride ion, here,
and the contradiction with Fajans rules, above.
- The Pearson model takes
no account of FMO geometry (the shapes and phases of the participating
orbitals). For example, just how similar are Pearson's hard Lewis
acids:
H+ [NH4]+
BF3
CO2
Cs+ Cu2+ ?
Or, how similar are Pearson's
soft Lewis bases:
H
R2S: H3C
benzene ?
- Crucially for organic
and main group chemists, the HSAB analysis says little about the carbenium
ion (carbocation) Lewis acid, H3C+, or
the methyl carbanion Lewis base, H3C.
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Bold
Claim
The one-dimensional
hard-borderline-soft continuum of Pearson's analysis actually
has the effect of blurring much of the rich, linear (predictable)
behaviour that can be found in Lewis acid/base reaction chemistry
space.
The new chemogenesis
analysis as presented in this
web book and backed by the reaction chemistry held in The
Chemical Thesaurus database avoids and explains the pitfalls
of Pearson's much hyped HSAB approach.
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Comparing
the "Top Down" HSAB Analysis with the "Bottom Up"
Chemogenesis Analysis
Pearson's Hard
Soft [Lewis] Acid Base (HSAB) analysis is top down.
- Starting with all
species in reaction chemistry space, a number of important species are
identified as Lewis acids and Lewis bases.
- Lewis acids and Lewis
bases are then classified as hard, borderline or soft using empirical
observation and the principle that: hard Lewis acids prefer to complex
with hard Lewis bases and soft Lewis acids prefer to complex with soft
Lewis bases:

The chemogenesis analysis is
bottom up.
- The main group elemental
hydrides are subjected to the 5 hydrogen probe experiments.
- Congeneric arrays
and array interactions are studied.
- Linear hard-to-soft
structural and reactivity trends are identified within arrays, and it
is recognised that linear behaviour cannot expected between arrays.
- Lewis acids and Lewis
bases are classified by their Lewis electronic structures and FMO topologies and are arranged into a Lewis
acid/base interaction matrix, here.

The HSAB Papers:
R.G.Pearson, J.Am.Chem.Soc.,
85, 3533-3543, 1963
R.G.Pearson, Science, 151, 172-177, 1966
R.G.Pearson, Chem. Br., 3, 103-107, 1967
R.G.Pearson, J.Chem.Ed., 45, 581-587, 1968
R.G.Pearson, Chemical Hardness, Wiley-VCH (1997)
G.Klopman and R.F.Hudson,
Theoret. Chim. Acta, 8, 165, 1967 G.Klopman, J.Am.Chem.Soc.,
90, 223-234, 1968
Also look here.
  
| Lewis & Brønsted Theories of Acidity |
Lewis Acids & Lewis Bases, a New Analysis
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© Mark R. Leach 1999-
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